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Risikomanagement & Compliance

WpHG-Compliance

[CLOSED] [FRANKFURT] Compliance Manager (WpHG-Compliance)

For our client, an international bank in Frankfurt, we are currently looking for an individual to join as a Compliance Manager with focus on securities business/WpHG-Compliance. The role will include:Improvement of the bank’s internal Compliance Management SystemWorking together with all relevant departments regarding securities complianceEnsuring the bank meets the established compliance requirementsDevelopment of according controls to […]

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Liquidity Risk Manager

[CLOSED] [FRANKFURT] Liquidity Risk Manager at international bank

The client, an international bank in Frankfurt, is looking for a Liquidity Risk Manager joining its risk department which is being built out within the next months. The role will include:Identification, development, validation, measurement, analysis of liquidity risks, including stress testsMonitoring of intraday, short- and medium-term and structural liquidity as well as the organization’s trading book […]

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Risk Manager LiqRisk

[CLOSED] [BREXIT BUILD-UP]: Risk Manager Liquiditätsrisiko bei renommierter Bank in Frankfurt

Unser Kunde, eine international renommierte Bank, sucht aktuell für den Standort-Aufbau Frankfurt einen Risikomanager mit Fokus Liquiditätsrisiko. Ihre Aufgaben sind unter anderem:Entwicklung und Implementierung des Liquidity Risk Governance FrameworksQuantifizierung interner und regulatorischer Stress-Metriken und entsprechendes ReportingÜberwachen der Limitauslastung, des Konfliktbehebungsmodus und des EskalationsworkflowsAbstimmung mit den internen Risk Engineers, um Liquiditätsrisiken unter verschiedenen Stressszenarien zu modellierenAbsprache mit […]

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Compliance Manager IT Security

[CLOSED] [BERLIN]: Compliance Manager with focus on IT Security

Our client, a financial services organization in Berlin, is looking for an individual to join its Legal & Compliance team. The successful candidate will be responsible for IT Security within the organization. The role will include:Continuous development and improvement of the organization’s Compliance in regard to IT SecurityIntegration of compliance standards regarding identification and documentation of […]

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Investment Compliance Munich

[CLOSED] MÜNCHEN: Investment Compliance Specialist

Our client, a financial services firm in Munich, is looking for two individuals to join its Investment Compliance division. Join a motivated team of 12 colleagues who are looking forward meeting you. Your responsibility will be:Liaise with Portfolio Managers and other colleagues regarding Investment Compliance topicsOversee centralized trading and suitability surveillances, either ex-ante or ex-post (or […]

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AML Officer Berlin

[CLOSED] BERLIN: Compliance Manager / AML Officer

Our client, an internationally acting financial services organization in Berlin, is looking for an individual to join its Compliance team setting up compliance controls and programs for various fields, e.g. AML, Fraud, overall Governance. The successful candidate will act as Compliance Manager / AML Officer. The role will include:Continuous development and improvement of the bank’s Compliance […]

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AML/Sanctions

[CLOSED] AML/Sanctions Compliance in Hamburg

For our client, an internationally acting bank in Hamburg, we are currently looking for an individual to join its Compliance team focusing on AML/Sanctions. The role’s responsibilities will include:Assessment of business liaisons and transactionsPoint of contact for all business lines regarding transaction-based, AML, and Sanctions/Embargos requestsDevelopment of according controls to comply with local and global regulatory […]

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Investment Compliance Officer

[CLOSED] [ASSET MANAGEMENT] Investment Compliance Officer

Our client, an asset management firm in Frankfurt, is looking for an individual to further develop its Investment Compliance division. Your responsibility will be:Liaise with Portfolio Managers and other colleagues regarding Investment Compliance topicsOversee centralized trading and suitability surveillancesEnsure compliance with regulatory and client-based investment requirementsFunctional input for SimCorp Dimension implementation of investment requirementsMonitoring of regulatory, […]

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Quantitative Risk Manager

[CLOSED] [ASSET MANAGEMENT]: Quantitative Risk Manager in Cologne

Our client, an Asset Management firm in Cologne, is looking for a Quantitative Risk Manager. The successful candidate would join a front office risk team of 8 colleagues and a team head. Main focus will be on development and improvement of economic scenarios, simulations for Securities and Interest Rate and general capital markets models. Sought profile:University […]

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Compliance PWM

[CLOSED] Frankfurt: Compliance Officer Private Wealth Management

Our client, a renowned international bank in Frankfurt, is looking for an individual (VP/ED level) for its local Compliance Private Wealth Management division. Your responsibility will be:Assess bank’s compliance, regulatory and reputational risks in the Private Wealth Management businessOversee centralized trading and suitability surveillances for Private Wealth Management FrankfurtBeing part of product design and corresponding approval […]

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