Our client, an international bank in Frankfurt, is looking for an individual to join the bank in Compliance as Deputy AML Officer, setting up compliance controls and programs for various fields, e.g. AML, Fraud, Markets Compliance, overall Governance. The challenge is to help build the Frankfurt entity’s Compliance framework.
The role will include:
- Continuous development and improvement of the bank's Compliance Management System
- Integration of compliance standards regarding identification and documentation of firm-wide controls
- Conduct monitoring tasks in regards to trade and transaction surveillance, front office communications, personal trading activities, and others
- Liaising with Senior Management and all divisions regarding Compliance and AML
- Definition of future compliance controls
- Documentation and reviews of controls and their results
- Development and conduct of according compliance trainings
- Liaising with international Compliance colleagues in all European entities
- Act as Deputy AML Officer
The position requires a self-confident and reliable person, with strong team spirit, and:
- Degree in Business Administration, Law or equivalent
- Experience within a bank or an advisory firm with according specialization
- Strong knowledge of local and EU regulatory requirements
- Expertise in the fields of Compliance, especially in AML and/or Markets Compliance
If you are interested in that position let’s schedule a call or a meeting. Should you have a current CV, you are more than welcome to send it to me, so I can prepare for our conversation.
Patrick SchäffnerVice President
Options Group (Germany) GmbH
+49.69.9719.4135 (Work)
+49.174.198.8451 (Cell)
pschaeffner@optionsgroup.com