Our client, a renowned international bank in Frankfurt, is looking for an individual to join as their Compliance Officer (m/f/d). The successful candidate will be working within a dedicated European organization to ensure compliance with both anti-financial crime regulations as well as markets compliance. This is an excellent opportunity on VP level for candidates who either want to take the next step in their career as a registered Compliance Officer or who have previously held a similar role and would like to prove themselves in a different environment.
The role will include:
• Contribute to building and maintaining the compliance framework regarding financial crime and markets compliance, executing the needed controls
• Provide general compliance advice on cross-border activities and products such as lending, trade finance, structured finance as well as DCM and Sales activities
• Assessment, analysis and presentation of risk related to compliance. Develop remedial plans in case of risk
• Act as registered MLRO and Compliance Officer of the branch
• Contribute to the maintenance of management reporting and matters escalation
• Be involved in the communication with financial services regulators (BaFin)
• Regularly liaise with international Compliance colleagues
• Develop and execute controls to monitor transactions and other business activities
• Provide advice and trainings relating to Compliance standards within the bank
The position requires:
• Multiple years of experience in the Compliance world. Prior FinCrime experience is essential for this role
• Sound knowledge of AML/AFC regulations in Germany and Europe
• Experience in markets compliance will be beneficial
• Attention to detail
• Excellent communication skills both written and verbal in English and German
If you are interested, please send me your resume and transcripts via email and let’s schedule a call/meeting.
Patrick Schäffner
Director
Options Group (Germany) GmbH
+49.174.198.8451 (Cell)
pschaeffner@optionsgroup.com